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3GPP TS 36.213 V8.6.0 (2009-03)

Technical Specification

3rd Generation Partnership Project;

Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA);

Physical layer procedures

(Release 8)

The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.

The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.

This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification. Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners’ Publications Offices.

Release 8 2 3GPP TS 36.213 V8.6.0 (2009-03)

Keywords

UMTS, radio, layer 1

3GPP Postal address

3GPP support office address

650 Route des Lucioles – Sophia Antipolis

Valbonne – France

Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16

Internet http://www.3gpp.org Copyright Notification

No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media.

? 2009, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).

All rights reserved.

UMTS? is a Trade Mark of ETSI registered for the benefit of its members

3GPP? is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners

LTE? is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners GSM? and the GSM logo are registered and owned by the GSM Association

3GPP

Release 8 3 3GPP TS 36.213 V8.6.0 (2009-03)

Contents

Foreword............................................................................................................................................................. 5 1 2 3

3.1 3.2

Scope ........................................................................................................................................................ 6 References ................................................................................................................................................ 6 Definitions, symbols, and abbreviations .................................................................................................. 7

Symbols ............................................................................................................................................................. 7 Abbreviations ..................................................................................................................................................... 7 Cell search ......................................................................................................................................................... 8 Timing synchronisation ..................................................................................................................................... 8 Radio link monitoring .................................................................................................................................. 8 Inter-cell synchronisation ............................................................................................................................. 8 Transmission timing adjustments ................................................................................................................. 8 Uplink power control ......................................................................................................................................... 9 Physical uplink shared channel .................................................................................................................... 9 UE behaviour .......................................................................................................................................... 9 Power headroom ................................................................................................................................... 12 Physical uplink control channel ................................................................................................................. 12 UE behaviour ........................................................................................................................................ 12 Sounding Reference Symbol ...................................................................................................................... 14 UE behaviour ........................................................................................................................................ 14 Downlink power allocation .............................................................................................................................. 15 eNodeB Relative Narrowband TX Power restrictions ............................................................................... 16 Physical non-synchronized random access procedure ..................................................................................... 16 Timing ........................................................................................................................................................ 17 Random Access Response Grant ................................................................................................................ 17

4

4.1

4.2 4.2.1 4.2.2 4.2.3

Synchronisation procedures ..................................................................................................................... 8

5

5.1 5.1.1 5.1.1.1 5.1.1.2 5.1.2 5.1.2.1 5.1.3 5.1.3.1 5.2 5.2.1

Power control ........................................................................................................................................... 9

6

6.1 6.1.1 6.2

Random access procedure ...................................................................................................................... 16

7

7.1 UE procedure for receiving the physical downlink shared channel ................................................................. 19 7.1.1 Single-antenna port scheme ....................................................................................................................... 21 7.1.2 Transmit diversity scheme ........................................................................................................................ 21 7.1.3 Large delay CDD scheme ......................................................................................................................... 22 7.1.4 Closed-loop spatial multiplexing scheme ................................................................................................. 22 7.1.5 Multi-user MIMO scheme ........................................................................................................................ 22 7.1.6 Resource allocation ................................................................................................................................... 22 7.1.6.1 Resource allocation type 0 .................................................................................................................... 22 7.1.6.2 Resource allocation type 1 .................................................................................................................... 23 7.1.6.3 Resource allocation type 2 .................................................................................................................... 24 7.1.7 Modulation order and transport block size determination ........................................................................ 25 7.1.7.1 Modulation order determination ........................................................................................................... 25 7.1.7.2 Transport block size determination ...................................................................................................... 26 7.1.7.2.1 Transport blocks not mapped to two-layer spatial multiplexing ........................................................... 27 7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing ................................................................. 32 7.1.7.2.3 Transport blocks mapped for DCI Format 1C ...................................................................................... 33 7.1.7.3 Redundancy Version determination for Format 1C .............................................................................. 33 7.2 UE procedure for reporting channel quality indication (CQI), precoding matrix indicator (PMI) and rank

indication (RI) .................................................................................................................................................. 33

7.2.1 Aperiodic CQI/PMI/RI Reporting using PUSCH ...................................................................................... 36 7.2.2 Periodic CQI/PMI/RI Reporting using PUCCH ......................................................................................... 40 7.2.3 Channel quality indicator (CQI) definition ................................................................................................ 46 7.2.4 Precoding Matrix Indicator (PMI) definition ............................................................................................. 48 7.3 UE procedure for reporting ACK/NACK ........................................................................................................ 49

Physical downlink shared channel related procedures ........................................................................... 18

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