1
Ethic
閲嶇偣鐭ヨ瘑姊崇悊
涓�銆佸墠瑷�閮ㄥ垎
锛堜竴锛夌浉鍏?/p>
AMC
Asset Manager Code of professional conduct
锛堜簩锛?/p>
The code of ethics
1.
浠ラ珮椋庝寒鑺傚嚭鐜板湪鎵�鏈変汉闈㈠墠锛?/p>
integrity
銆?/p>
competence
銆?/p>
diligence
銆?/p>
respect
锛?/p>
2.
鎶婅亴涓氶亾寰峰拰瀹㈡埛鍒╃泭鍑岄┚浜庤嚜韬埄鐩婁箣涓娿�?/p>
3.
鎶曡祫寤鸿鏈夌悊鏈夋嵁鏈夎妭
4.
鎰熷寲浠栦汉
5.
缁存姢甯傚満
6.
鎻愰珮涓撲笟鑳藉姏
浜屻�佹潯娆?/p>
鏄撴贩鏉℃锛?/p>
鏉℃
鍖哄埆
Misrepresentation
Professionaliam
鏉℃涔嬩笅锛屽寘鎷墍鏈?/p>
涓嶆褰撻檲杩帮紝閲嶇偣鏄惞鐗涖�侀仐婕忋�佸壗
绐?/p>
Performance presentation
Loyal to client
鏉℃涔嬩笅锛岄噸鐐规槸瀵瑰
鎴风殑涓氱哗鎶湶
Communicate with clients and prospective
鎶曡祫琛屼负鏉℃涔嬩笅锛岄噸鐐规槸璺熷鎴蜂氦
娴佹椂鍒嗘竻浜嬪疄鍜岃鐐?/p>
Fair dealing
瀹㈡埛鍐呴儴涔嬮棿鐨勫叕骞?/p>
Priority of transaction
瀹㈡埛銆佽嚜宸便�侀泧涓讳箣闂寸殑浼樺厛椤哄簭
Additional compensation arrangement
瀵归泧涓诲繝璇氱殑鏉℃涓嬮潰锛岄噸鐐规槸缁欓泧
涓绘壒闇插鎴风粰鐨勫鍔辩瓑
Disclosure of conflict
鍏朵粬鐩稿叧鍐茬獊鐨勬姭闇?/p>
I
professionalism
I
锛?/p>
A
锛?/p>
Knowledge of law
1.
鐭ラ亾鐩稿叧娉曞緥
2.
閬靛畧鏇翠弗鏍兼硶寰?/p>
3.
涓嶈兘鈥滅悊搴斺�濈煡閬撹繕鐘硶
4.
鎬�鐤戠姱娉曗�斺�斿挩璇⑩�斺�斾笂鎶ヤ富绠♀�斺�斾笂鎶ョ洃绠￠儴闂ㄢ�斺�旇劚绂?/p>
5.
濡傛灉鍜ㄨ閿欒锛屼緷鐒朵笉鑳藉厤璐?/p>