1
鍐呴儴鎺у埗涔犻
绗竴绔?/p>
(
涓�
)
鍗曢」閫夋嫨棰?/p>
1
锛庡唴閮ㄦ帶鍒剁殑鍩烘湰姒傚康鏄粠鏃╂湡
(
)
鎬濇兂鐨勫熀纭�涓婇�愭鍙戝睍璧锋潵鐨勩�?/p>
A
锛庣瀛︾鐞?/p>
B
锛庡唴閮ㄧ壍鍒?/p>
c
锛庡唴閮ㄥ璁?/p>
D
锛庣鐞嗘帶鍒?/p>
2
锛庡唴閮ㄦ帶鍒剁粨鏋勯樁娈靛張绉颁笁瑕佺礌闃舵锛屽叾涓笉鍖呮嫭
(
)
瑕佺礌銆?/p>
A
锛庢帶鍒剁幆澧?/p>
B
锛庨闄╄瘎浼?/p>
c
锛庝細璁＄郴缁?/p>
D
锛庢帶鍒剁▼搴?/p>
3
锛?/p>
COSO
钁楀悕鐨勩�婂唴閮ㄦ帶鍒垛�斺�旀暣鍚堟鏋躲�嬫槸鍦?/p>
(
)
鍙戝竷鐨勶紝璇ユ姤鍛婃槸鍐呴儴鎺у埗鍙戝睍鍘嗙▼
涓殑涓�搴ч噸瑕侀噷绋嬬銆?/p>
A
锛?/p>
20
涓栫邯
80
骞翠唬
B
锛?/p>
1992
骞?/p>
C
锛?/p>
2002
骞?/p>
D
锛?/p>
2004
骞?/p>
4
锛?/p>
(
)
鏄寚涓讳綋瀵规墍纭鐨勯闄╅噰鍙栧繀瑕佺殑鎺柦锛屼互淇濊瘉鍏剁洰鏍囧緱浠ュ疄鐜扮殑鏀跨瓥鍜岀▼搴忋�?/p>
A
锛庢帶鍒剁幆澧?/p>
B
锛庨闄╄瘎浼?/p>
C
锛庢帶鍒舵椿鍔?/p>
D
锛庝俊鎭笌娌熼�?/p>
5
锛?/p>
2002
骞寸編鍥藉浗浼氶�氳繃鐨勩�婅惃鐝柉涓�濂ュ厠鏂埄娉曟銆嬬
404
鏉℃
(SOX 404)
鍙婄浉鍏宠鍒欓噰鐢?/p>
鐨勬槸
(
)
銆?/p>
A
锛庡唴閮ㄦ帶鍒朵綋绯?/p>
B
锛庡唴閮ㄦ帶鍒剁粨鏋?/p>
c
锛庡唴閮ㄦ帶鍒舵暣鍚堟鏋?/p>
D
锛庝紒涓氶闄╃鐞嗘暣鍚堟鏋?/p>
6
锛庣浉瀵广�婂唴閮ㄦ帶鍒垛�斺�旀暣鍚堟鏋躲�?/p>
锛?/p>
ERM
妗嗘灦鐨勫垱鏂颁箣澶勪笉鍖呮嫭
(
)
銆?/p>
A
锛庢柊鎻愬嚭浜嗕竴涓洿鍏风鐞嗘剰涔夊拰绠＄悊灞傛鐨勬垬鐣ョ鐞嗙洰鏍囷紝鍚屾椂杩樻墿澶т簡鎶ュ憡鐨勮寖鐣?/p>
B
锛庢柊澧炲姞浜嗙洰鏍囧埗瀹氥�侀闄╄瘑鍒拰椋庨櫓搴斿涓変釜绠＄悊瑕佺礌
c
锛庢彁鍑轰簡涓や釜鏂版蹇碘�斺�旈闄╁亸濂藉拰椋庨櫓瀹瑰繊搴?/p>
D
锛庢彁鍑轰簡椋庨櫓璇勪及姒傚康
7
锛庡缓绔嬪仴鍏ㄥ拰鏈夋晥瀹炴柦鍐呴儴鎺у埗鏄?/p>
(
)
鐨勮矗浠汇�?/p>
A
锛庤懀浜嬩細
B
锛庨珮绾х鐞嗗眰
C
锛庢敞鍐屼細璁″笀
D
锛庡唴瀹￠儴闂?/p>
8
锛庡湪
COSO
鍐呴儴鎺у埗妗嗘灦涓紝鎺у埗娲诲姩鐨勭被鍒彲鍒嗕负
(
)
銆?/p>
A
锛庣粡钀ャ�佽储鍔℃姤鍛婂強鍚堣涓変釜绫诲埆
B
锛庣粡钀ャ�佷俊鎭強鍚堣涓変釜绫诲埆
c
锛庝俊鎭�佽储鍔℃姤鍛婂強鐩戝療涓変釜绫诲埆
D
锛庣粡钀ャ�佷俊鎭強鐩戝療涓変釜绫诲埆
9
锛庡湪
COSO
鍐呴儴鎺у埗妗嗘灦涓紝灞炰簬鍏朵粬鍐呴儴鍥犵礌鏍瑰熀鐨勬槸
(
)
銆?/p>
A
锛庝俊鎭笌娌熼�?/p>
B
锛庣洃瀵?/p>
C
锛庢帶鍒剁幆澧?/p>
D
锛庢帶鍒舵椿鍔?/p>
10
锛庝唬琛ㄤ簡鎴愮啛闃舵鐨勭爺绌舵垚鏋滐紝鍫О鍐呴儴鎺у埗鍙戝睍鍙蹭笂鐨勯噷绋嬬鐨勬槸
(
)
銆?/p>
A
锛庣編鍥芥敞鍐屼細璁″笀鍗忎細鐨勩�婁紒涓氬噯鍒欏叕鍛婄
55
鍙枫�?/p>
B
锛庤嫳鍥姐�婄患鍚堝畧鍒欍�?/p>
c
锛?/p>
cOs0
濮斿憳浼氱殑銆婂唴閮ㄦ帶鍒垛�斺�旀暣鍚堟鏋躲�?/p>
D
锛庣壒鎭╁竷灏斿鍛樹細鐨勭壒鎭╁竷灏旀姤鍛?/p>
11
锛庡唴閮ㄦ帶鍒剁殑鐜板疄鎰忎箟涓嶅寘鎷?/p>
(
)
銆?/p>